| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Act |
Securities and Exchange Act 2535 |
98 |
  |
 | 12/03/1992 |
16/05/1992 |
| 2. |
Notification of Capital Market Supervisory Board TorThor. 9/2554 |
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company |
|
 |
| 10/05/2011 |
01/06/2011 |
| 3. |
Notification of Capital Market Supervisory Board TorThor. 18/2553 |
Selling of Securities in Foreign Country by Securities Company Without Having Possession |
|
|
| 27/04/2010 |
16/05/2010 |
| 4. |
Notification of Capital Market Supervisory Board TorThor 47/2552 |
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities |
|
|
| 03/08/2009 |
01/09/2009 |
| |  |
Circular SEC. Nor Phor. (Wor) 27/2558 |
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short. |
|
|
|
04/09/2015 |
|
